compliance build for finance.
From wealth advisors to credit unions to fintechs, moatis catches CFPB, FINRA, PCI, and GLBA violations across every outbound channel-keeping your firm out of consent orders and breach headlines.
CFPB
Consumer financial protection
FINRA
Securities communications
PCI DSS
Payment card security
GLBA
Financial privacy
OFAC
Sanctions screening
State BSA
Banking advertising
typical financial services violations.
Card number in chat or SMS
Reps capturing CC numbers via text. Massive PCI exposure — moatis auto-redacts and prompts secure-entry workflow.
“no fees ever” claims
Misleading benefit language triggers UDAAP scrutiny.
Performance claims in outbound
Forward-looking statements without proper disclosures. Standard FINRA Rule 2210 issue.
“Our compliance team used to spend Fridays auditing the week's outbound. Now moatis catches issues in real time and we use Fridays for policy work instead.”
Jennifer Park
Director of Compliance, Helix Lending
The compliance and trust layer for every AI-powered customer interaction.